EQ Order Viewer


EQ Order Viewer is an efficiency tool

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TESTIMONIAL “The EQ Order Viewer has eased our compliance burden. It has enabled us to provide the ASX with a complete order record history which now takes minutes to prepare instead of hours. In addition our advisors can now easily double check that their advice and instructions are fully recorded.” HEAD OF COMPLIANCE, LEADING RETAIL STOCKBROKER

EQ Order Viewer eases the compliance burden

The EQ Order Viewer is an efficiency tool for advisors and compliance staff to easily display, review and report all aspects of their client orders.

The EQ Order Viewer extracts and collates data on ASX client orders recorded in Retail IOS or Insto IOS within the Iress execution management system.


Advisors can review orders for completeness

Advisors can use the EQ Order Viewer to ensure that all aspects of their order record-keeping is fully compliant.

A user can select which orders to view by filtering on a number of factors including:
* IOS server
* date range
* advisor group or advisor
* account group or account
* order number


Compliance staff save time responding to requests

Compliance staff can use the EQ Order Viewer to reduce their response time in handling ASX queries.

Retail brokers using the EQ Order Viewer have found the standard of compliance has increased throughout their organisation.

Their compliance staff can now more easily monitor the record-keeping of their advisors.

The EQ Order Viewer has also been used as part of a compliance awareness training program for advisors.